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HHS Issues Draft Guidance on Limited IRB Review and Related Exemptions

Introduction

The U.S. Department of Health and Human Services (HHS) recently released draft guidance on limited IRB review-related exemptions. Review some key highlights from Frequently Asked Questions: Limited Institutional Review Board Review and Related Exemptions.

Simplifying the Exemption Determination Process

The newly issued guidance aims to streamline the process of determining whether a research study qualifies for exemption from the full IRB review. Exemption determinations identify studies that pose minimal risks to participants, allowing them to proceed with fewer administrative burdens while upholding ethical standards.

The guidance provides clear criteria for studies eligible for limited IRB review-related exemptions. Research activities fall under specific categories that pose minimal risk to participants when granting these exemptions. The guidance offers detailed explanations and examples of the criteria to help researchers and IRBs make well-informed decisions.

One significant highlight of the guidance pertains to broad consent and secondary research. When conditions are met, broad consent allows for the future use of identifiable data or biospecimens collected for one research study in unrelated secondary research. The guidance addresses common questions regarding broad consent, such as the requirement for disclosing possible future research uses to participants.

Strengthening Privacy and Confidentiality Protections

The HHS guidance strongly emphasizes maintaining the privacy and confidentiality of research participants. It addresses concerns about using identifiable private information, electronic health records, and biospecimens. The document outlines steps to protect participant privacy throughout the research process, emphasizing the importance of informed consent and data security.

Ensuring Adequate Data and Safety Monitoring

Another significant highlight of the guidance is reinforcing the importance of data and safety monitoring in exempted research. While limited IRB review-related exemptions may ease administrative burdens, researchers must still implement appropriate measures to monitor and ensure participant safety and data integrity. This includes periodic reviews, audit trails, and data protection strategies.

Conclusion

By simplifying the exemption determination process, providing clear criteria, addressing broad consent and secondary research use, emphasizing privacy and confidentiality protections, and reinforcing data and safety monitoring, the guidance strives to balance facilitating research and safeguarding participant welfare. Researchers and IRBs can refer to this guidance to ensure compliance with ethical standards while conducting studies that offer minimal risk to human subjects.

See the the official notice for more information including how to submit a formal comment.


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Draft Guidance on Frequently Asked Questions: Limited Institutional Review Board Review and Related Exemptions View Official Notice